Richard L. Mays
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Leon Mays, who also goes by Richard L Mays Jr, Richard Leon Mays Jr, Rick Mays, Ricky Mays, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2011 - June 7, 2012
JACKSON SECURITIES LLC
February 11, 2008 - August 16, 2011
DOLEY SECURITIES, LLC.
September 28, 2005 - January 16, 2008
HARVESTONS SECURITIES, INC.
January 7, 2005 - March 10, 2005
THE MALACHI GROUP, INC.
May 12, 1998 - November 1, 2000
HARVESTONS SECURITIES, INC.
August 27, 1997 - April 15, 1998
WEEMS & COMPANY, INC.
October 18, 1996 - September 3, 1997
PRYOR, COUNTS & CO., INC.
March 7, 1995 - May 8, 1995
LIBERTY CAPITAL MARKETS, INC.
June 6, 1994 - January 20, 1995
HENDERSON SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JACKSON SECURITIES LLC
CRD#: 19897 / SEC#: , 8-37905
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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