Jonathan D. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan David Wolf, who also goes by Jonathan Wolf, Jonny David Wolf, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1993. Jonathan had worked at 9 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2000 - April 3, 2001
EQUITY TRUST ADVISORS, INC.
November 10, 1998 - September 13, 2000
THE AGEAN GROUP, INC
August 14, 1998 - June 25, 1999
WALDRON & CO., INC.
February 7, 1998 - June 26, 1998
MORGAN STANLEY DW INC.
September 20, 1995 - January 21, 1998
DONALD & CO. SECURITIES INC.
May 16, 1995 - September 7, 1995
FINANCE 500, INC.
April 6, 1995 - September 13, 1995
ROBERT SCOTT SECURITIES, INC.
March 1, 1994 - November 18, 1994
H.J. MEYERS & CO., INC.
October 25, 1993 - March 7, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY TRUST ADVISORS, INC.
CRD#: 44799 / SEC#: , 8-50813
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
