Konstantinos G. Georgostathis

VANTAGE FINANCIAL PARTNERS

Cincinnati, OH 45242

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CRD#: 2409628

Professional summary

Konstantinos Georje Georgostathis, CFP®, who also goes by Gus Georgostathis, Konstantinos G Georgostathis, Kostantinos Georje Georgostathis, Konstantinos Georgostathis, is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Cincinnati, Ohio.

Konstantinos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Konstantinos has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gus Georgostathis | Konstantinos G Georgostathis | Kostantinos Georje Georgostathis | Konstantinos Georgostathis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JH hewitt; tax prep 1; Ohio 43812; Not Investment Related; February 2019; 0-9 hours per month; 1-9 during trading hours. All Around 4 The Family; Ecommerce-selling household products on our website.; partner; Mainevville, OH 45039; Not Investment Related; February 2021; 1-9 hours per month; 0 during trading hours. Allgoodfinds.com; Not Investment Related; 3368 Spalding Drive, Mason, OH 45040; on-line merchandise; Partner; Funding; 11/30/2024; 0 hour/month; 0 hour/during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konstantinos Georje Georgostathis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 6, 2023 - Present

VANTAGE FINANCIAL PARTNERS, LLC

Office #1: 7844 Remington Rd, Cincinnati, OH 45242

RIA

CRD#: 315828

Cincinnati, OH

Past

August 16, 2019 - March 9, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Cincinnati, OH

Past

December 3, 2018 - March 9, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Cincinnati, OH

Past

July 16, 2018 - September 17, 2018

9258 WEALTH MANAGEMENT, LLC

RIA

CRD#: 290693

BLUE ASH, OH

Past

January 12, 2000 - June 11, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

October 14, 1996 - June 18, 1998

LUMENT SECURITIES, LLC

CRD#: 14840

COLUMBUS, OH

Past

December 16, 1993 - October 18, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE FINANCIAL PARTNERS, LLC

VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1993

General Securities Representative Examination

Current Firm

VANTAGE FINANCIAL PARTNERS, LLC

VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

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Contact information

Main Address

13230 Watertown Plank Road, Elm Grove, WI 53122

Mailing Address

13230 Watertown Plank Road, Elm Grove, WI 53122

Phone number

(262) 439-8587

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VANTAGE FINANCIAL PARTNERS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,118
AUM (Assets Under Management)	$ 810,716,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Konstantinos G. Georgostathis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Konstantinos Georje Georgostathis's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

9258 WEALTH MANAGEMENT, LLC

FIDELITY BROKERAGE SERVICES LLC

LUMENT SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

VANTAGE FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/1994

SIE

Date: 6/11/2018

Series 7

Date: 12/15/1993

Current Firm

VANTAGE FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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