Douglas J. Lukcso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas James Lukcso was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1993. Douglas had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2015 - March 27, 2022
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
June 25, 2009 - December 8, 2015
LANCASTER POLLARD & CO., LLC
March 31, 2009 - December 8, 2015
LANCASTER POLLARD INVESTMENT ADVISORY GROUP
March 4, 2008 - November 20, 2008
TREND DYNAMICS INC
June 8, 1998 - July 7, 2005
NATCITY INVESTMENTS, INC.
June 28, 1995 - May 12, 1998
CHARLES SCHWAB & CO., INC.
December 11, 1993 - May 4, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 11, 1993 - May 4, 1995
OSAIC FA, INC.
November 1, 1993 - November 30, 1993
IDS LIFE INSURANCE COMPANY
November 1, 1993 - November 30, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
CRD#: 105674 / SEC#: 801-33554
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/17/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
CRD#: 105674 / SEC#: 801-33554
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,144 |
| AUM (Assets Under Management) | $ 24,294,182,322 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/19/2025 | ||
| 11/27/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
