Venita K. Zavidny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Venita Kaye Zavidny, who also goes by Venita K IVy, Venita K Phillips, Venita Kaye Phillips, was a registered financial professional .
Venita is a previously registered financial professional and started their career in finance in 1994. Venita had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2017 - May 3, 2018
MERCER GLOBAL ADVISORS INC.
January 26, 2001 - April 26, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - January 5, 2005
WELLS FARGO INVESTMENTS, LLC
December 13, 2000 - January 5, 2005
WELLS FARGO INVESTMENTS, LLC
September 29, 1999 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
November 17, 1997 - May 2, 2001
WELLS FARGO SECURITIES INC.
January 14, 1994 - October 29, 1997
EDWARD JONES
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
