Robert C. Abrahamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Carl Abrahamson, who also goes by Robert Carl Abrahamason Jr, Bob Abrahamson, Robert C Abrahamson Jr, Robert Carl Abrahamson Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1997 - October 10, 1997
PHD CAPITAL
February 10, 1997 - June 27, 1997
H G I
August 11, 1995 - March 6, 1997
STERLING FOSTER & COMPANY, INC.
October 17, 1994 - May 17, 1995
STRATTON OAKMONT INC.
June 21, 1994 - September 16, 1994
GKN SECURITIES CORP.
March 17, 1994 - June 27, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 1, 1994 - March 28, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PHD CAPITAL
CRD#: 38785 / SEC#: , 8-48403
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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