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Robert Carl Abrahamson

CRD# 2409355·Registered 1994 - 1997
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Carl Abrahamson, who also goes by Robert Carl Abrahamason Jr, Bob Abrahamson, Robert C Abrahamson Jr, Robert Carl Abrahamson Jr, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1994 - 1997. Robert had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Carl Abrahamason Jr, Bob Abrahamson, Robert C Abrahamson Jr, Robert Carl Abrahamson Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

PHD CAPITAL·CRD# 38785
BD
New York, NY
June 26, 1997 - October 10, 1997
H G I·CRD# 14079
BD
Jericho, NY
February 10, 1997 - June 27, 1997
STERLING FOSTER & COMPANY, INC.·CRD# 36052
BD
Uniondale, NY
August 11, 1995 - March 6, 1997
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
October 17, 1994 - May 17, 1995
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
June 21, 1994 - September 16, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 17, 1994 - June 27, 1994
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
January 1, 1994 - March 28, 1994

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Current Firm

PC
PHD CAPITAL

PERRIN, HOLDEN AND DAVENPORT CAPITAL CORP. | PHD CAPITAL

CRD#: 38785 / SEC#: 8-48403
BD
Terminated by SEC on 12/10/2012

Contact Information

Established

New York since 02/07/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAFF, NELSON MARCVICE PRESIDENT/COO2629134
EISENMAN, JODY JOSEPHPRESIDENT1263068
HOFFMAN, PETER ROSSCFO2929643
SCHUSTER, SIDNEY JOSEPHCHIEF COMPLIANCE OFFICER2039134

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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