Reagan A. Shopp
Professional summary
Reagan Andrew Shopp, AIF®, CIMA®, who also goes by Reagan Shopp, is a registered financial advisor currently at STERLING CAPITAL MANAGEMENT LLC located in Parker, Colorado and STERLING CAPITAL DISTRIBUTORS, LLC located in Inverness, Illinois.
Reagan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Reagan has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Reagan Andrew Shopp's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2023 - Present
STERLING CAPITAL MANAGEMENT LLC
December 8, 2022 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
January 6, 2021 - November 3, 2022
SAXONY CAPITAL MANAGEMENT, LLC
November 10, 2020 - November 3, 2022
PATRICK CAPITAL MARKETS, LLC
March 17, 2017 - February 1, 2020
RBC CAPITAL MARKETS, LLC
March 17, 2017 - February 1, 2020
RBC CAPITAL MARKETS, LLC
May 1, 2010 - November 1, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - November 1, 2016
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
April 21, 2005 - May 1, 2010
BOFA ADVISORS, LLC
June 21, 2004 - May 1, 2010
BOFA DISTRIBUTORS, INC.
September 8, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
March 2, 1994 - July 10, 2003
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
