Aline Z. Dinoia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aline Zouraia Dinoia, who also goes by Aline Zouraia Guetta, was a registered financial professional .
Aline is a previously registered financial professional and started their career in finance in 1994. Aline had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2001 - July 16, 2001
WESTERN INTERNATIONAL SECURITIES, INC.
September 14, 2000 - January 4, 2001
PACIFIC GENESIS GROUP, INC.
July 19, 1996 - September 3, 1999
WMA SECURITIES, INC.
June 1, 1995 - October 19, 1995
INTERFIRST CAPITAL CORPORATION
March 31, 1995 - April 28, 1995
CITIGROUP GLOBAL MARKETS INC.
January 20, 1995 - January 20, 1995
PAULSON INVESTMENT COMPANY LLC
October 18, 1994 - December 8, 1994
H.J. MEYERS & CO., INC.
July 29, 1994 - September 29, 1994
ROUND HILL SECURITIES, INC.
May 6, 1994 - June 27, 1994
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
