Steven C. Chiaramonte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Christian Chiaramonte, who also goes by Steven Christian Chiarmonte, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2016 - May 31, 2018
ARIVE CAPITAL MARKETS
May 20, 2013 - July 1, 2013
C.K. COOPER & COMPANY, INC.
February 26, 2007 - August 10, 2012
ROCKWELL GLOBAL CAPITAL LLC
May 9, 2005 - June 7, 2007
ADVANCED PLANNING SECURITIES, INC.
December 20, 2003 - May 9, 2005
NATIONS FINANCIAL GROUP, INC.
May 15, 2002 - December 18, 2003
ARCHER ALEXANDER SECURITIES CORPORATION
July 5, 2000 - June 12, 2002
HAPOALIM SECURITIES USA, INC.
September 10, 1998 - May 3, 2000
MORGAN WILSHIRE SECURITIES, INC.
August 19, 1998 - September 1, 1998
FIRST ASSET MANAGEMENT, INC.
June 4, 1997 - August 4, 1998
WALSH MANNING SECURITIES, LLC
January 26, 1995 - April 21, 1997
MAIDSTONE FINANCIAL, INC.
December 2, 1994 - January 24, 1995
H G I
December 2, 1994 - January 27, 1995
JOSEPH ROBERTS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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