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Glenn O. Head

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CRD#: 240921
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenn Oakes Head, who also goes by Glen Oakes Head, was a registered financial professional .

Glenn is a previously registered financial professional and started their career in finance in 1968. Glenn had worked at 3 firms and has passed the Series 00 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Glen Oakes Head

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 10, 1968 - December 31, 1999

EXECUTIVE INVESTORS CORPORATION

BD
CRD#: 3702
NEW YORK, NY
Past

August 19, 1968 - October 14, 1993

FIRST INVESTORS MANAGEMENT COMPANY, INC.

BD
CRD#: 1844
Past

May 27, 1968 - December 31, 2004

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 00
Date: 5/20/1968
General Securities Principal Examination

Current Firm

EI
EXECUTIVE INVESTORS CORPORATION
EXECUTIVE INVESTORS CORPORATION | WALNUT SECURITIES, INC. | FIRST INVESTORS SECURITIES CORP.

CRD#: 3702 / SEC#: , 8-14133

BD
Terminated by SEC on 12/31/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/13/1968
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST INVESTORS CONSOLIDATED CORPORATIONSHAREHOLDER
HEAD, GLEN OAKESCHAIRMAN AND DIRECTOR240921
HEAD, KATHRYN SUEVICE PRESIDENT AND DIRECTOR1181913
HECKER, MARVIN MACLYNPRESIDENT241351
LIPKUS, WILLIAM MICHAELCHIEF FINANCIAL OFFICER AND TREASURER2944274
REILLY, ELIZABETH ANNVICE PRESIDENT1428527

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXECUTIVE INVESTORS CORPORATION

CRD#: 3702

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