Rajan Bhatia
Professional summary
Rajan Bhatia is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Mount Laurel, New Jersey.
Rajan is registered as a RR (Registered Representative) and started their career in finance in 1993. Rajan has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rajan Bhatia's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2001 - Present
WORLD INVESTMENTS, LLC
November 12, 1993 - May 31, 2001
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2002)
(6/4/2001)
(1/30/2023)
(5/12/2017)
(6/4/2001)
(7/29/2005)
(6/4/2001)
(1/30/2023)
(6/4/2001)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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