Vincent B. Davis
Professional summary
Vincent Brent Davis, who also goes by VInce Davis, Vincent B Davis, Vincent Brent Davis Sr, Vincent Brent Davis, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Johnson City, Tennessee.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Vincent has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Brent Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Vincent Brent Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
May 28, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
October 11, 2024 - May 29, 2025
OSAIC WEALTH, INC.
October 11, 2024 - May 29, 2025
OSAIC WEALTH, INC.
June 28, 2016 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
June 28, 2016 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
January 20, 2009 - July 14, 2016
WOODBURY FINANCIAL SERVICES, INC.
December 16, 2008 - July 14, 2016
WOODBURY FINANCIAL SERVICES, INC.
December 4, 2008 - December 16, 2008
SSN ADVISORY, INC.
July 10, 2008 - December 16, 2008
SECURITIES SERVICE NETWORK, LLC
September 19, 2001 - June 13, 2008
ALLSTATE FINANCIAL SERVICES, LLC
October 3, 1996 - October 3, 2001
WOODBURY FINANCIAL SERVICES, INC.
March 1, 1995 - October 4, 1996
BANNER FINANCIAL SERVICES GROUP
December 21, 1993 - December 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2025)
(5/28/2025)
(5/29/2025)
(7/8/2025)
(5/28/2025)
Exams
FINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
