Michael E. Mader

UNITED CAPITAL FINANCIAL ADVISORS

FORT LAUDERDALE, FL 33301

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CRD#: 2408935

Professional summary

Michael Edward Mader, CFP®, CIMA® is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Fort Lauderdale, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 19 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Owner of Real Estate - M. Mader, a real estate organization. Organization's primary address is in Coral Springs, FL. Organization is not primarily engaged in investment-related activity. Start date is April 1, 2022. Three hours per week. Duties include general management of the organization. 2. Owner of Michael Mader Georgia SFH, a holding company for a single family home. Organization's primary address is in Georgia. Organization is not primarily engaged in investment-related activity. Start date was August 5, 2022. Five hours per month. Duties include general management of the organization. 3. Owner of residential rental property in Macon, GA. Activity is not primarily engaged in investment-related activity. Start date is March 13, 2023. Four hours per month. Duties include the general management of the property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Mader's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 10, 2018 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 501 E Las Olas Blvd Ste 100, Fort Lauderdale, FL 33301

RIA

CRD#: 134600

FORT LAUDERDALE, FL

Past

September 4, 2020 - November 20, 2023

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

FORT LAUDERDALE, FL

Past

September 4, 2020 - November 20, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

FORT LAUDERDALE, FL

Past

July 6, 2018 - July 6, 2018

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

FT. LAUDERDALE, FL

Past

July 5, 2018 - August 31, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FT. LAUDERDALE, FL

Past

May 2, 2016 - June 29, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Plantation, FL

Past

April 19, 2016 - June 29, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Plantation, FL

Past

August 24, 2009 - May 11, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PLANTATION, FL

Past

May 12, 2009 - May 11, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PLANTATION, FL

Past

May 16, 2008 - April 20, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

DEERFIELD BEACH, FL

Past

February 26, 2007 - May 30, 2008

MUTUAL SERVICE CORPORATION

CRD#: 4806

DEERFIELD BEACH, FL

Past

September 29, 2004 - March 4, 2005

AMFIN INVESTMENT SERVICES, INC.

CRD#: 13945

CLEVELAND, OH

Past

January 27, 2004 - September 22, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 27, 2004 - September 22, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 24, 2002 - April 4, 2003

HIGH MARK SECURITIES, INC.

CRD#: 42467

LAKELAND, FL

Past

October 20, 2000 - June 27, 2002

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

POMPANO BEACH, FL

Past

August 10, 2000 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

April 23, 1999 - March 8, 2000

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY

CRD#: 7315

PALM BEACH GARDENS, FL

Past

April 23, 1999 - June 27, 2002

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

June 27, 1994 - May 11, 1995

HUNTER INTERNATIONAL SECURITIES, INC.

CRD#: 34722

POMPANO BCH, FL

Past

February 7, 1994 - June 8, 1994

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

November 15, 1993 - February 15, 1994

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

October 28, 1993 - November 15, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2002

General Securities Principal Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Mader

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Mader's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CETERA WEALTH SERVICES, LLC

MUTUAL SERVICE CORPORATION

AMFIN INVESTMENT SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

HIGH MARK SECURITIES, INC.

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY

VALIC FINANCIAL ADVISORS, INC.

HUNTER INTERNATIONAL SECURITIES, INC.

JOSEPH CHARLES & ASSOC., INC.

INVESTORS ASSOCIATES, INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2000

Series 6

Date: 12/15/1998

Series 24

Date: 1/8/2002

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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