Gerard J. Sullivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard John Sullivan, who also goes by Gerry Sullivan, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1994. Gerard had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2007 - February 19, 2013
BLUEPRINT FINANCIAL SERVICES, INC.
April 3, 2006 - February 2, 2007
BLUEPRINT FINANCIAL SERVICES, INC.
July 2, 1999 - May 31, 2005
AMERICAN CENTURY INVESTMENT SERVICES INC.
December 19, 1996 - July 24, 1997
ATLAS SECURITIES, LLC
March 27, 1996 - August 5, 1996
WADDELL & REED
July 12, 1995 - January 26, 1996
WELLS FARGO SECURITIES INC.
June 9, 1994 - June 27, 1995
EDWARD JONES
January 3, 1994 - March 2, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 3, 1994 - March 2, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUEPRINT FINANCIAL SERVICES, INC.
CRD#: 113699 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
