Joseph C. Cuttone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Christopher Cuttone, who also goes by Joseph Christopher Cuttone, Joseph Cuttone, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1992. Joseph had worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2024 - April 16, 2025
GOLD STREET CAPITAL, LLC
August 20, 2024 - April 16, 2025
VELOCITY CAPITAL, LLC
October 6, 2021 - July 5, 2023
DRIVEWEALTH INSTITUTIONAL LLC
January 11, 2012 - October 16, 2012
AGILE PT GROUP LLC
March 25, 2011 - June 10, 2011
AGILE PT GROUP LLC
December 8, 1994 - December 4, 1996
FIRST OPTIONS OF CHICAGO, INC.
September 3, 1992 - October 23, 2019
DRIVEWEALTH INSTITUTIONAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/7/2008
Limited Representative-Equity Trader ExamSeries 12
Date: 10/1/2000
NYSE Branch Manager ExaminationCurrent Firm
GOLD STREET CAPITAL, LLC
CRD#: 282643 / SEC#: , 8-69727
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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