Haruki Toyama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Haruki Toyama was a registered financial professional .
Haruki is a previously registered financial professional and started their career in finance in 1994. Haruki had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2014 - December 15, 2023
MADISON INVESTMENT ADVISORS, LLC
March 16, 2010 - May 30, 2014
MARCUS ASSET MANAGEMENT, LLC
February 10, 2004 - December 1, 2010
TOYAMA CAPITAL MANAGEMENT LLC
January 3, 1994 - August 22, 1995
OSAIC WEALTH, INC.
Primary Firm SEC Registration
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,949 |
| AUM (Assets Under Management) | $ 13,346,155,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
