David C. Cannata
Professional summary
David Charles Cannata was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, David had worked at 8 firms, which includes CRAIG SCOTT CAPITAL LLC, BROOKSTONE SECURITIES INC., JHS CAPITAL ADVISORS LLC, J.P. TURNER & COMPANY L.L.C., ADVANCED PLANNING SECURITIES INC., INSTITUTIONAL EQUITY CORPORATION, CONTINENTAL BROKER-DEALER CORP., FIRST UNITED EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2012 - September 24, 2014
CRAIG SCOTT CAPITAL, LLC
May 19, 2010 - February 2, 2012
BROOKSTONE SECURITIES, INC.
April 14, 2009 - May 17, 2010
JHS CAPITAL ADVISORS, LLC
September 12, 2000 - May 22, 2001
J.P. TURNER & COMPANY, L.L.C.
June 30, 2000 - September 12, 2000
ADVANCED PLANNING SECURITIES, INC.
August 20, 1999 - July 14, 2000
INSTITUTIONAL EQUITY CORPORATION
November 8, 1996 - September 17, 1999
CONTINENTAL BROKER-DEALER CORP.
October 2, 1996 - October 10, 1996
FIRST UNITED EQUITIES CORPORATION
February 22, 1995 - October 8, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CRAIG SCOTT CAPITAL, LLC
CRD#: 155924 / SEC#: , 8-68751
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
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