NC
Nicholas S. Choman
A.G.P. / ALLIANCE GLOBAL PARTNERS
Rochelle Park, NJ 07662
Some features on this profile are disabled
CRD#: 2408611
NC
Professional summary
Nicholas Steven Choman, who also goes by Nicholas/cfs Steven Choman Crpc, Nicholas Choman, is a registered financial advisor currently at A.G.P. / ALLIANCE GLOBAL PARTNERS located in Rochelle Park, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Nicholas has worked at 13 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas/cfs Steven Choman Crpc | Nicholas Choman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ACC CORP., 1305 WALT WHITMAN RD. STE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY; PRODUCER, AGENT; START DATE: 11/29/2022; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Steven Choman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Steven Choman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 365 W Passaic Street Ste #275, Rochelle Park, NJ 07662RIA
BD
CRD#: 8361
Rochelle Park, NJ
Current
December 1, 2023 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 365 W Passaic Street Ste #275, Rochelle Park, NJ 07662RIA
BD
CRD#: 8361
Rochelle Park, NJ
Past
November 9, 2021 - December 22, 2023
AEGIS CAPITAL CORP.
RIA
CRD#: 15007
HILLSDALE, NJ
Past
November 9, 2021 - December 22, 2023
AEGIS CAPITAL CORP.
BD
CRD#: 15007
Rochelle Park, NJ
Past
April 22, 2021 - October 22, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
MONTVALE, NJ
Past
April 22, 2021 - October 22, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
MONTVALE, NJ
Past
March 12, 2019 - April 26, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WOODCLIFF LAKE, NJ
Past
March 11, 2019 - April 26, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WOODCLIFF LAKE, NJ
Past
January 3, 2018 - March 11, 2019
VISION RETIREMENT
RIA
CRD#: 173064
RIDGEWOOD, NJ
Past
October 22, 2014 - November 29, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
RIDGEWOOD, NJ
Past
October 22, 2014 - April 5, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
RIDGEWOOD, NJ
Past
July 18, 2002 - November 20, 2014
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
RAHWAY, NJ
Past
September 15, 1999 - November 20, 2014
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
RAHWAY, NJ
Past
April 26, 1999 - September 20, 1999
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
September 22, 1998 - March 12, 1999
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
August 20, 1997 - September 4, 1998
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
Past
April 15, 1997 - August 25, 1997
COMPULIFE INVESTOR SERVICES, INC.
BD
CRD#: 21543
ST. CLOUD, MN
Past
February 2, 1996 - April 9, 1997
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
Past
April 29, 1994 - May 30, 1996
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
April 15, 1994 - May 3, 1994
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Past
November 9, 1993 - April 22, 1994
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/1/2023)
IAR
California(12/1/2023)
RR
Connecticut(3/18/2025)
IAR
Connecticut(3/18/2025)
RR
Florida(12/1/2023)
IAR
Florida(12/4/2023)
RR
New Jersey(12/1/2023)
IAR
New Jersey(12/5/2023)
RR
New York(12/1/2023)
IAR
New York(12/8/2023)
IAR
North Carolina(12/1/2023)
RR
North Carolina(1/2/2024)
RR
Pennsylvania(12/1/2023)
IAR
Pennsylvania(12/1/2023)
RR
South Carolina(12/1/2023)
IAR
South Carolina(12/1/2023)
RR
Virginia(12/1/2023)
IAR
Virginia(12/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
88 Post Road West 2nd Floor, Westport, CT 06880
Mailing Address
88 Post Road West 2nd Floor, Westport, CT 06880
Phone number
(203) 662-9700
Established
New York since 07/06/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Medium
# of Employees
320
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE GLOBAL HOLDINGS, INC. | HOLDING COMPANY | |
| GAMBARDELLA, RAFFAELE | COO/CHIEF RISK OFFICER | 2448073 |
| HIGGINS, THOMAS JOSEPH | PRINCIPAL OPERATIONS OFFICER | 1477505 |
| KLEIN, CRAIG ERIN | CFO, PRINCIPAL FINANCIAL OFFICER | 3253836 |
| LAURIELLO, ANTHONY JOSEPH | MUNICIPAL SECURITIES PRINCIPAL | 1086881 |
| MICHALS, PHILLIP WILLIAM | CHIEF EXECUTIVE OFFICER | 2414124 |
| VENEZIA, JOHN JOSEPH | CHIEF COMPLIANCE OFFICER - BROKER DEALER, RIA | 2737135 |
Regulatory assets under management
| Total Number of Accounts | 6,959 |
| AUM (Assets Under Management) | $ 2,300,125,872 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
