Todd R. Sorensen

VICTORY WEALTH MANAGEMENT

Reedley, CA 93654

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CRD#: 2408435

Professional summary

Todd Raymond Sorensen, CFA, who also goes by Todd Leon Sorenson, Todd Raymond Sorenson, is a registered financial advisor currently at VICTORY WEALTH MANAGEMENT, LLC located in Reedley, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Todd has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Leon Sorenson | Todd Raymond Sorenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Raymond Sorensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 16, 2010 - Present

VICTORY WEALTH MANAGEMENT, LLC

Office #1: 1592 11th Street, Suite A, Reedley, CA 93654

RIA

CRD#: 152221

Reedley, CA

Past

May 19, 1997 - October 21, 2009

LONG FAMILY OFFICE

RIA

CRD#: 110990

REEDLEY, CA

Past

February 14, 1994 - November 28, 1995

FOOTHILL SECURITIES, INC.

CRD#: 1027

SANTA CLARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1993

General Securities Representative Examination

Current Firm

VICTORY WEALTH MANAGEMENT, LLC

CRD#: 152221 / SEC#: 801-70816

RIA

Registered Investment Advisory firm - (5/18/2012 Terminated)

California

Registered Investment Advisory firm - (5/17/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1592 11th Street, Suite A, Reedley, CA 93654

Mailing Address

Phone number

(559) 638-2100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 58,037,327

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd R. Sorensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Raymond Sorensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY WEALTH MANAGEMENT, LLC

LONG FAMILY OFFICE

FOOTHILL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1993

Series 7

Date: 12/17/1993

Current Firm

VICTORY WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VICTORY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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