JS

Joshua Salisbury

FINALIS SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 2408409
JS

Professional summary


Joshua Salisbury, who also goes by Joshua Milton Salisbury, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 1993. Joshua has worked at 10 firms and has passed the Series 63, SIE, Series 82, Series 79, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joshua Milton Salisbury

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Joshua Salisbury's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 14, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 450 Lexington Ave., New York, NY 10017
BD
CRD#: 305908
New York, NY
Past

February 6, 2024 - September 8, 2025

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

April 18, 2022 - March 18, 2024

UMERGENCE LLC

BD
CRD#: 284368
PLANTSVILLE, CT
Past

June 12, 2020 - March 30, 2022

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

January 24, 2018 - July 13, 2020

KEMA PARTNERS LLC

BD
CRD#: 143752
Atlanta, GA
Past

April 6, 2016 - January 23, 2018

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
NORCROSS, GA
Past

June 20, 2014 - March 30, 2016

KEMA PARTNERS LLC

BD
CRD#: 143752
Atlanta, GA
Past

September 21, 2012 - July 12, 2013

CERTUSSECURITIES, INC.

BD
CRD#: 144051
ATLANTA, GA
Past

April 21, 1998 - February 6, 2002

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

November 12, 1996 - April 28, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 23, 1993 - April 16, 1996

DRESDNER KLEINWORT WASSERSTEIN, LLC

BD
CRD#: 22068
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(8/14/2025)
RR
New Jersey
(10/13/2025)
RR
New York
(8/26/2025)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
450 Lexington Ave, New York, NY 10017
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
BRANT, DAVID ROBERTFINOP2718478
DIGIGLIO, JOSEPH ANDREWCCO4945031
MORA, MICHAEL JOHNCEO2648236

Red Flags


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Company Information


FINALIS SECURITIES LLC

CRD#: 305908New York, NY 10017

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