Joshua Salisbury

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 2408409

Professional summary

Joshua Salisbury, who also goes by Joshua Milton Salisbury, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 1993. Joshua has worked at 10 firms and has passed the Series 63, SIE, Series 82, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joshua Milton Salisbury

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Salisbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

February 6, 2024 - September 8, 2025

OBERON SECURITIES, LLC

CRD#: 132598

NEW YORK, NY

Past

April 18, 2022 - March 18, 2024

UMERGENCE LLC

CRD#: 284368

PLANTSVILLE, CT

Past

June 12, 2020 - March 30, 2022

INVICTA CAPITAL LLC

CRD#: 288101

OAKMONT, PA

Past

January 24, 2018 - July 13, 2020

KEMA PARTNERS LLC

CRD#: 143752

Atlanta, GA

Past

April 6, 2016 - January 23, 2018

BRIDGE CAPITAL ASSOCIATES, INC.

CRD#: 143475

NORCROSS, GA

Past

June 20, 2014 - March 30, 2016

KEMA PARTNERS LLC

CRD#: 143752

Atlanta, GA

Past

September 21, 2012 - July 12, 2013

CERTUSSECURITIES, INC.

CRD#: 144051

ATLANTA, GA

Past

April 21, 1998 - February 6, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

November 12, 1996 - April 28, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 23, 1993 - April 16, 1996

DRESDNER KLEINWORT WASSERSTEIN, LLC

CRD#: 22068

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(8/14/2025)

New Jersey
(10/13/2025)

New York
(8/26/2025)

Exams

State Security Law Exam

Series 63

Date: 3/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 3/1/2013

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79

Date: 9/20/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 12/22/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua Salisbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Salisbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBERON SECURITIES, LLC

UMERGENCE LLC

INVICTA CAPITAL LLC

KEMA PARTNERS LLC

BRIDGE CAPITAL ASSOCIATES, INC.

KEMA PARTNERS LLC

CERTUSSECURITIES, INC.

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DRESDNER KLEINWORT WASSERSTEIN, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/22/2013

SIE

Date: 10/1/2018

Series 82

Date: 3/1/2013

Series 79

Date: 9/20/2012

Series 7

Date: 12/22/1993

Series 24

Date: 2/4/1997

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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