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DH

David R. Hall

WOODSTOCK WEALTH MANAGEMENT
Mountainside, NJ
Some features on this profile are disabled
CRD#: 2408344
DH

Professional summary

David Rich Hall, who also goes by David Rich Hall Mr., is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Mountainside, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Rich Hall Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Rich Hall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2020 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

RIA
CRD#: 283472
Mountainside, NJ
Past

April 18, 2022 - September 19, 2022

ST. BERNARD FINANCIAL SERVICES, INC.

BD
CRD#: 36956
RUSSELLVILLE, AR
Past

March 25, 2013 - July 2, 2020

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
Short Hills, NJ
Past

March 6, 2013 - July 2, 2020

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Short Hills, NJ
Past

November 4, 2005 - March 11, 2013

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WESTFIELD, NJ
Past

November 4, 2005 - March 11, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WESTFIELD, NJ
Past

May 23, 2002 - November 8, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
WESTFIELD, NJ
Past

February 24, 2000 - November 8, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 16, 1995 - February 25, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 25, 1994 - January 30, 1995

REINOSO & COMPANY, INCORPORATED

BD
CRD#: 17301
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH

CRD#: 283472 / SEC#: 801-112663

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(6/8/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/17/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/2/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/1994
General Securities Representative Examination

Current Firm

WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH

CRD#: 283472 / SEC#: 801-112663

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)
PREMIUM
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Contact information

Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,834
AUM (Assets Under Management)$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472Mountainside, NJ

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