TH
Timothy R. Hammond
HORIZON FINANCIAL
West Henrietta, NY 14586
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CRD#: 2408313
TH
Professional summary
Timothy Robert Hammond is a registered financial advisor currently at HORIZON FINANCIAL located in West Henrietta, New York and PRIVATE CLIENT SERVICES, LLC located in West Henrietta, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HORIZON ADVISORY SERVICES, INC. 5582 WEST HENRIETTA ROAD, WEST HENRIETTA, NY 14586. RIA. 140 HRS/MO; 140 DURING TRADING HRS. 2) VILLAGE OF GENESEO FIRE DEPARTMENT. 133 CENTER STREET, GENESO, NY 14454. VOLUNTEER FIRE DEPT. TREASURER: PAY BILLS MONTHLY AS DIRECTED BY CHIEF. MEMBER OF FIRE COUNCIL, ALTERNATE WARDEN: GOVERNING BODY OF FD. 2-4 HRS/MO;0 DURING TRADING HRS. 3) GENESO UNITED METHODIST CHURCH. 4520 GENESEE STREET, GENESO, NY 14454. BENEVOLENCE TREASURER. ISSUE CHECKS FROM BENEVOLENCE ACCOUNT AS DIRECTED. 2 HRS/MO; 0 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Robert Hammond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2019 - Present
HORIZON FINANCIAL
Office #1: 5582 West Henrietta Road, West Henrietta, NY 14586RIA
CRD#: 305239
West Henrietta, NY
Current
January 4, 2021 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 5582 West Henrietta Road, West Henrietta, NY 14586RIA
BD
CRD#: 120222
West Henrietta, NY
Past
September 18, 2020 - December 31, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
West Henrietta, NY
Past
February 9, 2018 - September 22, 2020
SSN ADVISORY, INC.
RIA
CRD#: 126090
WEST HENRIETTA, NY
Past
June 9, 2015 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
West Henrietta, NY
Past
September 13, 1996 - June 8, 2015
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
WEST HENRIETTA, NY
Past
October 22, 1993 - June 5, 1996
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HORIZON FINANCIAL
HORIZON ADVISORY SERVICES, INC. | HORIZON FINANCIAL
CRD#: 305239 / SEC#: 801-117343
RIA
Registered Investment Advisory firm - (9/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2021)
RR
Colorado(1/4/2021)
IAR
Florida(1/21/2020)
RR
Florida(1/4/2021)
RR
Georgia(1/4/2021)
RR
Illinois(1/2/2025)
RR
Indiana(1/4/2021)
RR
Maine(1/4/2021)
RR
Maryland(1/4/2021)
IAR
Maryland(7/29/2025)
RR
Massachusetts(1/4/2021)
IAR
Massachusetts(9/2/2025)
RR
Nevada(1/4/2021)
IAR
New Hampshire(7/29/2025)
RR
New York(1/4/2021)
IAR
New York(6/10/2021)
IAR
North Carolina(9/18/2019)
RR
North Carolina(6/21/2023)
RR
Ohio(1/4/2021)
IAR
Pennsylvania(9/18/2019)
RR
Pennsylvania(1/4/2021)
IAR
South Carolina(9/18/2019)
RR
South Carolina(1/4/2021)
RR
Tennessee(1/4/2021)
IAR
Texas(9/18/2019)
RR
Texas(1/4/2021)
RR
Utah(1/4/2021)
RR
Virginia(1/4/2021)
IAR
Virginia(7/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HORIZON FINANCIAL
HORIZON ADVISORY SERVICES, INC. | HORIZON FINANCIAL
CRD#: 305239 / SEC#: 801-117343
RIA
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Contact information
Main Address
5582 W. Henrietta Rd., West Henrietta, NY 14586
Mailing Address
Phone number
(585) 334-3600
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,523 |
| AUM (Assets Under Management) | $ 455,756,497 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORIZON FINANCIAL
CRD#: 305239West Henrietta, NY 14586TRUST BUT VERIFY
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Contact information
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