Mark S. Butterworth
Professional summary
Mark Spencer Butterworth, CFP®, who also goes by Mark S. Butterworth, is a registered financial advisor currently at BUTTERWORTH FINANCIAL LLC located in Danvers, Massachusetts.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Spencer Butterworth's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
April 13, 2023 - Present
BUTTERWORTH FINANCIAL LLC
Office #1: 7 Federal Street, Suite 36, Danvers, MA 01923January 24, 2006 - August 4, 2023
LPL FINANCIAL LLC
January 12, 2006 - August 14, 2023
LPL FINANCIAL LLC
January 4, 2001 - January 25, 2006
CITIGROUP GLOBAL MARKETS INC.
January 20, 2000 - December 22, 2000
PRUCO SECURITIES, LLC.
October 15, 1993 - February 15, 2000
IDS LIFE INSURANCE COMPANY
October 15, 1993 - February 15, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/31/2023)
(4/26/2023)
(4/13/2023)
Exams
Current Firm
BUTTERWORTH FINANCIAL LLC
CRD#: 325026 / SEC#: 801-134568
Contact information
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 100,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
BUTTERWORTH FINANCIAL LLC
CRD#: 325026Danvers, MA 01923TRUST BUT VERIFY
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