AF
Antonio M. Filippone
BROOKSTONE WEALTH ADVISORS
Rockford, IL 61108
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CRD#: 2408232
AF
Professional summary
Antonio Michael Filippone, who also goes by Tony Filippone, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Rockford, Illinois.
Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Antonio has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Filippone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ROCKFORD RETIREMENT PLANNING, INC.; INVESTMENT RELATED; 6653 WEAVER RD., SUITE 114, ROCKFORD, IL 61114; INSURANCE AND INVESTMENT ADVISORY; OWNER; STARTED 10/2017; 160 HOURS/MONTH DEVOTED TO THE BUSINESS; 160 HOURS/MONTH DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS; OFFER INSURANCE PRODUCTS AND INVESTMENT ADVISORY. (2) Rock Valley Community College; not investment related; 3301 N. Mulford Rd. Rockford, Il 61114; adult education; employee/ instructor; started 09/2008, 1.5 hrs/ month, zero during trading; I teach an adult education class on retirement planning. Occasionally I also teach other classes on social security, medicaid and recent tax law changes. Family Estate Docs; NON INVESTMENT RELATED; 7373 E DOUBLETREE RANCH ROAD, SECOND FLOOR, SUITE 200, SCOTTSDALE AZ 85258; TRUST RELATED SERVICES; AFFILIATED ADVISOR; STARTED 08/2019; 5 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ASSIST CLIENTS WITH NECESSARY STEPS IN CREATING APPROPRIATE LEGAL DOCUMENTS. WHITE GLOVE; INVESTMENT RELATED; 280 N. OLD WOODWARD AVE., BIRMINGHAM, MI 48009; RETIREMENT BASED EDUCATIONAL COURSES; INSTRUCTOR; STARTED 01/2021; 5 HOURS/MONTH DEVOTED; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; EDUCATOR OF RETIREMENT BASED COURSES. ANTONIO FILIPPONE COACHING; INVESTMENT RELATED; 11540 PRESTWICK RD., BELVIDERE, IL 61008; COACHING; OWNER; STARTED 04/2022; 10 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; CREATE, DESIGN AND MARKET COURSES ON HOW TO MARKET AN INSURANCE DRIVEN ADVISORY PRACTICE.
CRS (Client Relationship Summary) - RIA
Click below to view Antonio Michael Filippone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2019 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 555 S Perryville Rd Suite 209, Rockford, IL 61108Office #2: 6653 Weaver Rd. Suite 114, Rockford, IL 61114RIA
CRD#: 137658
Rockford, IL
Past
August 16, 2016 - February 7, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Rockford, IL
Past
January 17, 2015 - August 1, 2016
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
ROCKFORD, IL
Past
February 25, 2002 - August 8, 2002
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
June 12, 1995 - February 27, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 12, 1995 - February 27, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Rockford, IL 61108TRUST BUT VERIFY
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