Troy W. Johnson
Professional summary
Troy William Johnson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Troy is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Troy had worked at 5 firms, which includes VAN CLEMENS & CO. INCORPORATED, MAVEN SECURITIES INC., JOHN G. KINNARD AND COMPANY INCORPORATED, TUSCHNER & COMPANY INC., PROTECTIVE GROUP SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2000 - November 2, 2000
VAN CLEMENS & CO. INCORPORATED
May 15, 1998 - August 31, 2000
MAVEN SECURITIES, INC.
August 7, 1996 - May 19, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
June 27, 1994 - September 9, 1996
TUSCHNER & COMPANY, INC.
October 27, 1993 - June 1, 1994
PROTECTIVE GROUP SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
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