Peter M. Fry

LEERINK PARTNERS LLC

NEW YORK, NY 10019

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CRD#: 2407823

Professional summary

Peter Matthew Fry, who also goes by Peter M Fry, is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter M Fry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Matthew Fry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2020 - Present

LEERINK PARTNERS LLC

Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019

CRD#: 39011

NEW YORK, NY

Past

December 28, 2015 - January 8, 2020

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

August 13, 2013 - April 6, 2015

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

March 19, 2012 - April 15, 2013

BURRILL SECURITIES

CRD#: 140221

SAN FRANCISCO, CA

Past

February 8, 2002 - November 13, 2003

INVESTEC INC.

CRD#: 18553

NEW YORK, NY

Past

February 6, 2001 - November 10, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

April 7, 2000 - January 30, 2001

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

November 24, 1993 - April 5, 2000

PHILADELPHIA BROKERAGE CORPORATION

CRD#: 25534

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/3/2020)

Exams

State Security Law Exam

Series 63

Date: 3/22/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 3/16/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 11/23/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEERINK PARTNERS LLC

CRD#: 39011 / SEC#: 801-68264, 8-48535

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

53 State Street 40th Floor, Boston, MA, 02109

Mailing Address

53 State Street 40th Floor 40th Floor, Boston, MA, 02109

Phone number

(617) 918-4900

Established

Delaware since 07/19/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

LEERINK ADV PART 2A 03 2012 (3/24/2012)

LEERINK WRAP BROCHURE 03 2012 (3/24/2012)

Direct owners and executive officers

Name	Position	CRD#
LEERINK INTERMEDIATE HOLDINGS LLC	MEMBER
CASEY, KEVIN MICHAEL	CHIEF COMPLIANCE OFFICER	4754440
DAVIDSON, THOMAS ADAM	SENIOR MANAGING DIRECTOR	2248233
DUBIN, DANIEL BARRY	SENIOR MANAGING DIRECTOR	3231063
GENTILE, JOSEPH ROBERT	CHIEF ADMINISTRATIVE OFFICER	2545927
HEINEMAN, STEVEN P	GENERAL COUNSEL	5386950
JURKIEWICZ, GREGG MARTIN	FINOP	4440135
LEERINK, JEFFREY ALAN	CEO	1718986
OLSON, ERIC PATRICK	PRINCIPAL OPERATIONS OFFICER	2542584

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter M. Fry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Matthew Fry's CRS (Customer Relationship Summary).

Certified licenses

Experience

H.C.WAINWRIGHT & CO., LLC

GUGGENHEIM SECURITIES, LLC

BURRILL SECURITIES

INVESTEC INC.

TUCKER ANTHONY INCORPORATED

GRUNTAL & CO., L.L.C.

PHILADELPHIA BROKERAGE CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/22/2012

SIE

Date: 10/1/2018

Series 79

Date: 3/16/2012

Series 7

Date: 11/23/1993

FINRA

Current Firm

LEERINK PARTNERS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LEERINK PARTNERS LLC

TRUST BUT VERIFY

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