James G. Hayter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Garry Hayter was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1970. James had worked at 11 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2003 - December 6, 2012
GBS FINANCIAL CORP.
September 18, 1996 - April 10, 2003
NATIONAL SECURITIES CORPORATION
July 13, 1993 - September 25, 1996
DAIN RAUSCHER INCORPORATED
September 4, 1990 - July 14, 1993
WELLS FARGO CLEARING SERVICES, LLC
March 31, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
January 6, 1988 - March 4, 1989
CIBC WORLD MARKETS CORP.
May 23, 1985 - December 23, 1987
A. G. EDWARDS & SONS, INC.
July 28, 1983 - June 12, 1985
CIBC WORLD MARKETS CORP.
July 27, 1983 - August 4, 1983
JENSEN SECURITIES CO.
December 27, 1982 - August 17, 1983
CHARTER INVESTMENT GROUP, INC.
July 9, 1974 - December 21, 1982
WEDBUSH SECURITIES INC.
May 21, 1970 - August 8, 1974
JOHN R LEWIS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/17/1962
Registered Representative ExaminationCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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