Anthony Thome
Professional summary
Anthony Thome, who also goes by Tony Thome, is a registered financial advisor currently at THOME FINANCIAL located in Bellevue, Washington.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Anthony has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Thome's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2004 - Present
THOME FINANCIAL
Office #1: 10210 Ne 8th Street Suite 200, Bellevue, WA 98004January 22, 2004 - November 9, 2006
STONEBRIDGE SECURITIES LLC
June 4, 2002 - January 8, 2004
OSAGE INVESTMENTS, INC.
September 23, 1999 - April 19, 2004
RA BENCH
July 23, 1999 - November 13, 2002
NATHAN & LEWIS SECURITIES, INC.
February 28, 1995 - July 23, 1997
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2004)
Exams
Series 28
Date: 2/21/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
THOME FINANCIAL
CRD#: 129190 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 53,661,469 |
Red Flags
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