Andrew V. Reid
Professional summary
Andrew Vincent Reid was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Andrew had worked at 6 firms, which includes BERGEN CAPITAL INC., WFG INVESTMENTS INC., FIRST ALLIED SECURITIES INC., D.E. FREY & COMPANY INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, GMS GROUP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2003 - July 23, 2003
BERGEN CAPITAL, INC.
December 11, 2001 - May 13, 2003
WFG INVESTMENTS, INC.
October 4, 2000 - December 17, 2001
FIRST ALLIED SECURITIES, INC.
April 19, 2000 - October 26, 2000
D.E. FREY & COMPANY, INC.
October 29, 1998 - April 14, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 16, 1993 - November 16, 1998
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERGEN CAPITAL, INC.
CRD#: 46348 / SEC#: , 8-51385
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GILBRIDE, CHARLES PETER | PRESIDENT | 1397367 |
| MYEROW, DEAN ADAM | MANAGING PARTNER / VICE PRESIDENT | 2330618 |
| WETMORE NORMAN | CHIEF FIN. OFFICER | |
| WETMORE, NORMAN ERROL | CFO / SECRETARY | 2677151 |
| BECK, ROBERT | SHAREHOLDER | |
| BECK, SUSAN | SHAREHOLDER | |
| BOICO,JODI | SHAREHOLDER | |
| GANZER,DONNA | SHAREHOLDER | |
| HASSETT, WALTER JOSEPH JR | CHIEF COMPLIANCE OFFICER | 239481 |
| STANTEN, DALE | STOCKHOLDER | |
| STANTEN,SAUL | STOCKHOLDER | |
| YEDVAB,JOSHUA | STOCKHOLDER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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