Andrew C. Coburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Charles Coburn, who also goes by Andy Coburn, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1993. Andrew had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2002 - October 23, 2023
COBURN GROUP, LLC
January 1, 1997 - May 6, 2002
ARBORHEDGE INVESTMENTS, INC.
June 14, 1995 - January 15, 1996
AMERICAN INVESTMENT SERVICES, INC.
December 7, 1993 - June 20, 1995
ALARON SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COBURN GROUP, LLC
CRD#: 121308 / SEC#: , 8-65402
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COBURN, LISA KIM | FINANCIAL OPERATIONS PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 4662620 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
