Christopher R. Janish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Raymond Janish was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2002 - August 10, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
November 4, 1998 - July 8, 2002
HORNBLOWER & WEEKS, INC.
May 13, 1997 - September 9, 1998
TASIN & COMPANY, INC.
July 30, 1996 - January 27, 1997
FAB SECURITIES OF AMERICA, INC.
February 9, 1996 - July 17, 1996
TOLUCA PACIFIC SECURITIES CORP.
May 11, 1995 - December 15, 1995
THE BOSTON GROUP
December 16, 1993 - April 12, 1995
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/1/2002
Limited Representative-Equity Trader ExamCurrent Firm
DELTA ASSET MANAGEMENT COMPANY, LLC
CRD#: 39923 / SEC#: , 8-48888
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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