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CJ

Christopher Raymond Janish

CRD# 2407552·Registered 1993 - 2004
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Raymond Janish was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1993 - 2004. Christopher had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Past

DELTA ASSET MANAGEMENT COMPANY, LLCPast·CRD# 39923
BD
Mineola, NY
July 12, 2002 - August 10, 2004
HORNBLOWER & WEEKS, INC.Past·CRD# 4683
BD
New York, NY
November 4, 1998 - July 8, 2002
TASIN & COMPANY, INC.Past·CRD# 30709
BD
Hauppauge, NY
May 13, 1997 - September 9, 1998
FAB SECURITIES OF AMERICA, INC.Past·CRD# 28212
BD
New York, NY
July 30, 1996 - January 27, 1997
TOLUCA PACIFIC SECURITIES CORP.Past·CRD# 13875
BD
Burbank, CA
February 9, 1996 - July 17, 1996
THE BOSTON GROUPPast·CRD# 37652
BD
Los Angeles, CA
May 11, 1995 - December 15, 1995
A.S. GOLDMEN & CO., INC.Past·CRD# 23180
BD
Red Bank, NJ
December 16, 1993 - April 12, 1995

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Current Firm

DA
DELTA ASSET MANAGEMENT COMPANY, LLC

DELTA ASSET MANAGEMENT COMPANY, LLC

CRD#: 39923 / SEC#: 8-48888
BD
Cancelled by SEC on 12/01/2010

Contact Information

Established

South Carolina since 11/29/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NORMAN GOLDSTEIN & ASSOCIATESSHAREHOLDER—
DELTA CAPITAL HOLDING CORPSHAREHOLDER—
DONNADIO, ANTHONYVP1530615
GOLDSTEIN, ADAM ROBERTCHIEF COMPLIANCE OFFICER2647994
GOLDSTEIN, ADAM ROBERTPRESIDENT2647994
LUBITZ, JACKFINOP1566639
MCCARTER, ROBERT EARLEVP/SROP/CROP1438793

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2002

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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