Jennifer T. Pruett

ORCHARD SECURITIES

Pleasant Grove, UT 84062

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CRD#: 2407276

Professional summary

Jennifer Thurman Pruett, who also goes by Jennifer Susan Pruett, Jennifer T. Pruett, Jen Thurman, Jennifer Susan Thurman, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 7 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jennifer Susan Pruett | Jennifer T. Pruett | Jen Thurman | Jennifer Susan Thurman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Thurman Pruett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2021 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

CRD#: 133378

Pleasant Grove, UT

Past

October 24, 2016 - July 31, 2020

XMS CAPITAL PARTNERS, LLC

CRD#: 142871

CHICAGO, IL

Past

September 12, 2013 - November 12, 2014

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

September 29, 2010 - September 5, 2013

TOCQUEVILLE SECURITIES L.P.

CRD#: 26001

NEW YORK, NY

Past

April 9, 2003 - July 14, 2009

MAN INVESTMENTS INC.

CRD#: 15770

CHICAGO, IL

Past

July 22, 2002 - April 2, 2003

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

April 9, 1999 - June 7, 2002

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/20/2022)

Indiana
(8/9/2022)

Kentucky
(7/27/2022)

Michigan
(5/26/2022)

Ohio
(1/18/2022)

Exams

State Security Law Exam

Series 63

Date: 1/15/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/19/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/23/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ORCHARD SECURITIES, LLC

JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Mailing Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Phone number

(801) 316-4301

Established

Utah since 09/27/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CREEKSIDE LAND DEVELOPMENT, LLC	MEMBER
FAR VISIONS, LLC	MEMBER
NORTH CANYON ENTERPRISES, LLC	MEMBER
TOTTENHAM INVESTMENTS, LLC	MEMBER
TRIPLE CROWN SECURITES, LLC	MEMBER
BADALAMENTI, CHARLES RICHARD	FINOP	2065038
BRADBURN, KEVIN CHRISTOPHER	MANAGER, CHIEF EXECUTIVE OFFICER	2718206
GARRETT, TAYLOR WESTON	PRESIDENT	4829547
HART, ADRIENNE YOST	CHIEF COMPLIANCE OFFICER	1510179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer T. Pruett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Thurman Pruett's CRS (Customer Relationship Summary).

Certified licenses

Experience

XMS CAPITAL PARTNERS, LLC

ALPS DISTRIBUTORS, INC.

TOCQUEVILLE SECURITIES L.P.

MAN INVESTMENTS INC.

MARCH CAPITAL CORP.

LAZARD FRERES & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/15/2022

SIE

Date: 10/1/2018

Series 31

Date: 8/19/2002

Series 7

Date: 2/23/1999

FINRA

Current Firm

ORCHARD SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ORCHARD SECURITIES, LLC

TRUST BUT VERIFY

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