Dennis J. Murphy
Professional summary
Dennis Joseph Murphy, who also goes by Joe Murphy, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Shoreview, Minnesota.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1995. Dennis has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Joseph Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 3450 Lexington Ave North Suite #214, Shoreview, MN 55127Office #2: 7400 Metro Blvd. Suite 475, Edina, MN 55439December 10, 2002 - August 11, 2021
THE O.N. EQUITY SALES COMPANY
December 22, 1995 - October 31, 2002
WOODBURY FINANCIAL SERVICES, INC.
February 28, 1995 - May 3, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2021)
(8/10/2021)
(8/10/2021)
(9/16/2022)
(8/12/2021)
(7/12/2023)
(8/10/2021)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
