Howard L. Kulp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Leroy Kulp, who also goes by Howard L Kulp, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1993. Howard had worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2012 - December 23, 2016
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
January 27, 2012 - December 23, 2016
NEWEDGE SECURITIES, LLC
August 30, 1995 - January 30, 2012
AVANTAX ADVISORY SERVICES
December 8, 1993 - January 27, 2012
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/17/2010
Corporate Securities Limited Representative ExaminationCurrent Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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