Debra L. Benn

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CRD#: 2406999

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Debra Lynn Benn, who also goes by Debbie Canaday, Debra L Canaday, Debra Lynn Canaday, Debra Lynn Tomlinson, was a registered financial professional .

Debra is a previously registered financial professional and started their career in finance in 1993. Debra had worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Debbie Canaday | Debra L Canaday | Debra Lynn Canaday | Debra Lynn Tomlinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2015 - January 12, 2017

SUPREME ALLIANCE LLC

CRD#: 45348

CHARLOTTE, NC

Past

August 12, 2011 - December 11, 2014

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

OKLAHOMA CITY, OK

Past

August 31, 2010 - August 15, 2011

CAPE SECURITIES INC.

CRD#: 7072

OKLAHOMA CITY, OK

Past

June 20, 2006 - September 8, 2010

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

OKLAHOMA CITY, OK

Past

October 6, 2003 - June 28, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

July 12, 2002 - October 1, 2003

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

September 4, 2001 - August 7, 2002

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

March 26, 2000 - August 15, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 6, 1994 - March 3, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

December 2, 1993 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/1/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/30/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SUPREME ALLIANCE LLC

BMS INTERNATIONAL INCORPORATED | SUPREME ALLIANCE LLC | JONES, MICHAEL

CRD#: 45348 / SEC#: 801-108980, 8-51046

RIA

Registered Investment Advisory firm - SEC (1/23/2017 Approved)

Idaho

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Iowa

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Kentucky

Registered Investment Advisory firm - SEC (3/22/2017 Terminated)

Louisiana

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Maryland

Registered Investment Advisory firm - SEC (3/30/2016 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/14/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

14804 Resolves Lane, Charlotte, NC 28277

Mailing Address

2187 Ivy Crest Drive, Bellbrook, OH 45305

Phone number

(561) 460-2870

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SUPREME ALLIANCE LLC- FORM ADV2A AND PRIVACY POLICY (7/2/2025)

Direct owners and executive officers

Name	Position	CRD#
INSURANCE DISTRIBUTION CONSULTING LLC	OWNER
HUSBANDS, ROGER BRENT	COMPLIANCE PRINCIPAL	845110
JONES, MICHAEL WASHINGTON	FINOP / CEO / CCO

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 18,279,631

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Debra L. Benn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

CAPE SECURITIES INC.

INSTITUTIONAL SECURITIES CORPORATION

TOWER SQUARE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

UNITED SECURITIES ALLIANCE, INC.

VOYA FINANCIAL ADVISORS, INC.

WMA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

SUPREME ALLIANCE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/1993

SIE

Date: 1/12/2017

Series 6

Date: 12/1/1993

Series 26

Date: 12/30/1998

Current Firm

SUPREME ALLIANCE LLC

Contact information

SEC notice filing (37 States and Territories)

FINRA licenses (45 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SUPREME ALLIANCE LLC

TRUST BUT VERIFY

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