Norman G. Price
Professional summary
Norman Gary Price was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Norman is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Norman had worked at 6 firms, which includes STRATEGIC CAPITAL GROUP L.L.C., RP CAPITAL LLC, PACIFIC WEST SECURITIES INC., LPL FINANCIAL LLC, IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2007 - March 30, 2015
STRATEGIC CAPITAL GROUP L.L.C.
August 15, 2005 - June 14, 2016
RP CAPITAL LLC
November 19, 1997 - October 19, 2005
PACIFIC WEST SECURITIES, INC.
January 5, 1996 - November 19, 1997
LPL FINANCIAL LLC
October 26, 1993 - January 15, 1996
IDS LIFE INSURANCE COMPANY
October 26, 1993 - January 15, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
STRATEGIC CAPITAL GROUP L.L.C.
CRD#: 133381 / SEC#: 801-63673
Contact information
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