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NP

Norman Gary Price

CRD# 2406981·Registered 1993 - 2015
Barred: Norman Gary Price was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Norman Gary Price, who also goes by Gary Price, Norman Gary Price Jr, was a registered financial advisor. Norman was a previously registered financial advisor and started their career in finance 1993 - 2015. Norman had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Price, Norman Gary Price Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

STRATEGIC CAPITAL GROUP L.L.C.·CRD# 133381
RIA
Gig Harbor, WA
August 10, 2007 - March 30, 2015
RP CAPITAL LLC·CRD# 134768
BD
Gig Harbor, WA
August 15, 2005 - June 14, 2016
PACIFIC WEST SECURITIES, INC.·CRD# 6390
BD
Renton, WA
November 19, 1997 - October 19, 2005
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
January 5, 1996 - November 19, 1997
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
October 26, 1993 - January 15, 1996
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
October 26, 1993 - January 15, 1996

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Current Firm

SC
STRATEGIC CAPITAL GROUP L.L.C.

STRATEGIC CAPITAL GROUP L.L.C.

CRD#: 133381 / SEC#: 801-63673

Contact Information

Main Address

7191 Wagner Way Nw Suite 302, Gig Harbor, WA 98335

Documents

Latest Form ADV

Part 2 Brochures

SCG FORM ADV PART 2A - 20141016 (10/16/2014)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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NP
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