Scott C. Doner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Cameron Doner was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1993. Scott had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2022 - March 27, 2023
MCNALLY FINANCIAL SERVICES CORPORATION
September 27, 2022 - March 27, 2023
MCNALLY FINANCIAL SERVICES CORPORATION
June 22, 2015 - November 18, 2021
BFC PLANNING, INC.
June 19, 2015 - November 18, 2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 19, 2013 - June 29, 2015
LPL FINANCIAL LLC
April 19, 2013 - June 29, 2015
LPL FINANCIAL LLC
January 30, 2009 - April 22, 2013
MOMENTUM INDEPENDENT NETWORK INC.
January 30, 2009 - April 22, 2013
MOMENTUM INDEPENDENT NETWORK INC.
December 5, 2006 - January 29, 2009
HILLTOP SECURITIES INC.
September 1, 2006 - January 29, 2009
HILLTOP SECURITIES INC.
February 8, 2006 - September 12, 2006
OSAIC SERVICES, INC.
January 6, 2006 - September 12, 2006
OSAIC SERVICES, INC.
January 13, 1994 - January 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 26, 1993 - January 11, 2006
IDS LIFE INSURANCE COMPANY
October 26, 1993 - January 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
