Kamran F. Shadan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kamran Faraji Shadan was a registered financial professional .
Kamran is a previously registered financial professional and started their career in finance in 1994. Kamran had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2020 - October 7, 2020
VERITY ASSET MANAGEMENT
August 17, 2020 - October 7, 2020
VERITY INVESTMENTS, INC.
October 28, 2013 - January 6, 2020
WHITEHALL-PARKER SECURITIES, INC.
October 28, 2013 - January 6, 2020
WHITEHALL-PARKER SECURITIES, INC.
November 12, 2012 - November 6, 2013
FINANCIAL WEST GROUP
November 12, 2012 - November 6, 2013
FINANCIAL WEST GROUP
May 13, 2008 - November 16, 2012
WEDBUSH SECURITIES INC.
May 13, 2008 - November 16, 2012
WEDBUSH SECURITIES INC.
April 2, 2007 - May 1, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - May 1, 2008
MORGAN STANLEY & CO. LLC
August 24, 1998 - April 2, 2007
MORGAN STANLEY DW INC.
April 20, 1994 - August 25, 1994
INTERFIRST CAPITAL CORPORATION
April 20, 1994 - April 2, 2007
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
