Derek L. Colbert
Professional summary
Derek Lamont Colbert was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Derek is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Derek had worked at 4 firms, which includes CITISTREET EQUITIES LLC, NYLIFE SECURITIES LLC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2002 - November 23, 2005
CITISTREET EQUITIES LLC
April 20, 1999 - October 1, 2001
NYLIFE SECURITIES LLC
October 26, 1993 - January 20, 1999
METROPOLITAN LIFE INSURANCE COMPANY
October 26, 1993 - January 20, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CITISTREET EQUITIES LLC
CRD#: 7447 / SEC#: , 8-21009
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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