TF
Timothy P. Flanagan
IP FINANCIAL ADVISORY SERVICES LLC
Cumberland, RI
Some features on this profile are disabled
CRD#: 2406878
TF
Professional summary
Timothy Patrick Flanagan, who also goes by Tim Flanagan, Timothy P Flanagan, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Cumberland, Rhode Island and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Flanagan | Timothy P Flanagan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TARGET FINANCIAL SERVICES POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/19/2009 ADDRESS: 31 Tall Oaks Ct., Cumberland RI 02864 DESCRIPTION: Offering securities and investment advisory services. 2) TARGET FINANCIAL SERVICES POSITION: Owner NATURE: INSURANCE Fixed Annuities; Life/Health; Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/19/2009 ADDRESS: 31 Tall Oaks Ct., Cumberland RI 02864 DESCRIPTION: Insurance sales- life, disability, long term care, fixed annuities 3) TROOP 1 CUMBERLAND HILL - BSA POSITION: Volunteer NATURE: Teaching/Mentoring/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2013 ADDRESS: 3357 Mendon Road, Cumberland RI 02864, United States DESCRIPTION: Committee member- help guide troop workings and advancement 4) CUMBERLAND BEAGLE CLUB POSITION: Volunteer NATURE: Teaching/Mentoring/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2013 ADDRESS: 425 Nate Whipple Highway, Cumberland RI 02864 DESCRIPTION: Coach of Junior Team 5) CUMBERLAND BEAGLE CLUB POSITION: Board Member NATURE: Charity/Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 425 Nate Whipple Highway, Cumberland RI 02864, United States DESCRIPTION: The Board meets every other month to discuss and enact changes as necessary to the club's property, rules, membership, expenses, charity, training and competition.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Patrick Flanagan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2022 - Present
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Cumberland, RI
Current
November 9, 2022 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
August 19, 2009 - November 10, 2022
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CUMBERLAND, RI
Past
August 19, 2009 - November 10, 2022
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CUMBERLAND, RI
Past
May 10, 2004 - August 18, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
CUMBERLAND, RI
Past
May 6, 2004 - August 18, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CUMBERLAND, RI
Past
October 15, 1997 - May 11, 2004
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
CUMBERLAND, RI
Past
November 5, 1996 - May 11, 2004
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
October 7, 1993 - November 13, 1996
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/9/2022)
IAR
Florida(11/17/2022)
RR
Massachusetts(11/29/2022)
IAR
Massachusetts(11/29/2022)
RR
New York(10/15/2024)
IAR
New York(10/15/2024)
RR
Rhode Island(11/18/2022)
IAR
Rhode Island(11/18/2022)
RR
Vermont(11/9/2022)
IAR
Vermont(11/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IP FINANCIAL ADVISORY SERVICES LLC
DEEMER WEALTH MANAGEMENT | IP FINANCIAL ADVISORY SERVICES LLC | INNOVATION PARTNERS FINANCIAL SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
RIA
Registered Investment Advisory firm - (10/17/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5950 Fairview Road, Suite 140, Charlotte, NC 28210
Mailing Address
Phone number
(980) 326-3335
Established
Firm type
Fiscal year end
# of Employees
112
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
