Michael S. Cimilluca
Professional summary
Michael Steven Cimilluca was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Michael had worked at 3 firms, which includes K.W. BROWN INVESTMENTS, NOBLE CAPITAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2002 - January 18, 2008
K.W. BROWN INVESTMENTS
May 30, 1995 - September 9, 2002
NOBLE CAPITAL MARKETS, INC.
June 23, 1994 - April 4, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
K.W. BROWN INVESTMENTS
CRD#: 16492 / SEC#: , 8-34033
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
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