Anna H. Hsu
Professional summary
Anna Hsiao-wei Hsu, who also goes by Anna Hsu, H. Anna Hsu, Hsiao-wei Anna Hsu, Hsiaowei Anna Hsu, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Anna is registered as a RR (Registered Representative) and started their career in finance in 2003. Anna has worked at 3 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anna Hsiao-wei Hsu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2005 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605August 2, 2004 - October 13, 2004
J.P. MORGAN SECURITIES INC.
August 18, 2003 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2006)
(4/4/2005)
(12/19/2011)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 6/12/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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