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AH

Albert N. Horvath

Some features on this profile are disabled
CRD#: 2406569
AH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Albert Nicholas Horvath, who also goes by Albert Nicholas Horuath, was a registered financial professional .

Albert is a previously registered financial professional and started their career in finance in 1994. Albert had worked at 2 firms and has passed the Series 6 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert Nicholas Horuath

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 14, 2019 - June 25, 2021

MATRIX 360 DISTRIBUTORS, LLC

BD
CRD#: 159715
FAIRWAY, KS
Past

December 6, 1994 - December 1, 1999

DST SECURITIES, INC.

BD
CRD#: 8129
KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6
Date: 12/5/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/4/2019
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

M3
MATRIX 360 DISTRIBUTORS, LLC
MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715 / SEC#: , 8-69013

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205
Mailing Address
4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205
Phone number
(816) 787-0728
Established
Delaware since 02/12/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX 360 HOLDINGS LLCSHAREHOLDER
DEMARINO, ANTHONY VINCENTCHIEF EXECUTIVE OFFICER2354700
LINSCOTT, RANDALLSHAREHOLDER6428438
WILLIAMS, JOHN RAYCHIEF COMPLIANCE OFFICER1865081

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATRIX 360 DISTRIBUTORS, LLC

CRD#: 159715

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