Ashok R. Gangolli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashok Ramesh Gangolli was a registered financial professional .
Ashok is a previously registered financial professional and started their career in finance in 1993. Ashok had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - December 26, 2025
GRAMERCY CONSULTING GROUP LLC
June 10, 2010 - November 1, 2010
BREWER FINANCIAL SERVICES, LLC
November 16, 2007 - February 15, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
June 27, 2005 - November 8, 2007
CITIGROUP GLOBAL MARKETS INC.
October 23, 2001 - August 2, 2002
UBS SECURITIES LLC
November 9, 1993 - April 21, 1995
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GRAMERCY CONSULTING GROUP LLC
CRD#: 151048 / SEC#: 801-78246
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 2,731,952 |
Red Flags
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