Gregory L. Garvan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lockequirk Garvan, who also goes by Gregory L Q Garvan, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2011 - October 23, 2025
NATURAL INVESTMENTS
January 4, 2010 - March 30, 2012
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
March 5, 2002 - December 31, 2002
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
June 13, 1996 - December 8, 1999
WALNUT STREET SECURITIES, INC.
March 25, 1996 - June 10, 1996
EQIS SECURITIES, LLC
October 15, 1993 - December 31, 1994
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
NATURAL INVESTMENTS
CRD#: 113348 / SEC#: 801-63874
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATURAL INVESTMENTS
CRD#: 113348 / SEC#: 801-63874
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,846 |
| AUM (Assets Under Management) | $ 2,049,934,012 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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