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MF

Michael J. Femino

NEW ECONOMY CAPITAL MANAGEMENT LLC
Marina Del Rey, CA 90292
Some features on this profile are disabled
CRD#: 2406271
MF

Professional summary

Michael James Femino is a registered financial advisor currently at NEW ECONOMY CAPITAL MANAGEMENT LLC located in Marina Del Rey, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Femino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2007 - Present

NEW ECONOMY CAPITAL MANAGEMENT LLC

Office #1: 3111 Via Dolce Suite 601, Marina Del Rey, CA 90292
RIA
CRD#: 143757
Marina Del Rey, CA
Past

July 26, 1994 - December 11, 1995

CAPITAL CLIENT GROUP, INC.

BD
CRD#: 6247
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/31/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/12/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 7/25/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NE
NEW ECONOMY CAPITAL MANAGEMENT LLC
NEW ECONOMY CAPITAL MANAGEMENT LLC

CRD#: 143757 / SEC#:

California
Registered Investment Advisory firm - (7/31/2007 Approved)
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Contact information

Main Address
Newport Coast, CA
Mailing Address
Phone number
(949) 209-4847
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts29
AUM (Assets Under Management)$ 92,072,462

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW ECONOMY CAPITAL MANAGEMENT LLC

CRD#: 143757Marina Del Rey, CA 90292

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