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GJ

Gregory H. Jones

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CRD#: 2406079
GJ

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Hamilton Jones, who also goes by Gregg Jones, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 3 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gregg Jones

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 3, 1999 - January 3, 2023

ASSET ADVISORY GROUP INC

RIA
CRD#: 107929
CINCINNATI, OH
Past

April 8, 1997 - June 11, 2001

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

November 18, 1993 - March 25, 1997

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


AA
ASSET ADVISORY GROUP INC
ASSET ADVISORY GROUP INC | THE ASSET ADVISORY GROUP, INC.

CRD#: 107929 / SEC#: 801-55031

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Contact information


Main Address
9200 Montgomery Road, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 771-7222
Established
Firm type
Fiscal year end
# of Employees
8

Documents


Latest Form ADV

Part 2 Brochures

THE ASSET ADVISORY GROUP FIRM BROCHURE (10/13/2022)

Regulatory assets under management


Total Number of Accounts886
AUM (Assets Under Management)$ 399,242,994

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASSET ADVISORY GROUP INC

CRD#: 107929

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