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GJ

Gregory Hamilton Jones

CRD# 2406079·Registered 1993 - 2023
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Hamilton Jones, who also goes by Gregg Jones, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1993 - 2023. Gregory had worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregg Jones

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ASSET ADVISORY GROUP INC·CRD# 107929
RIA
Cincinnati, OH
May 3, 1999 - January 3, 2023
VESTAX SECURITIES CORPORATION·CRD# 10332
BD
Hudson, OH
April 8, 1997 - June 11, 2001
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
November 18, 1993 - March 25, 1997

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Current Firm

AA
ASSET ADVISORY GROUP INC

ASSET ADVISORY GROUP INC | THE ASSET ADVISORY GROUP, INC.

CRD#: 107929 / SEC#: 801-55031

Contact Information

Main Address

9200 Montgomery Road, Cincinnati, OH 45242

Phone Number

(513) 771-7222

# of Employees

8

Documents

Latest Form ADV

Part 2 Brochures

THE ASSET ADVISORY GROUP FIRM BROCHURE (10/13/2022)

Regulatory Assets Under Management

Total Number of Accounts

886

AUM (Assets Under Management)

$399,242,994

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GJ
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