David T. Weaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Weaver, who also goes by David T Weaver, David Weaver, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 11 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2022 - April 24, 2023
ALLSTATE FINANCIAL SERVICES, LLC
November 5, 2021 - April 11, 2022
THE LEADERS GROUP, INC.
November 27, 2013 - December 9, 2019
COREBRIDGE CAPITAL SERVICES, INC.
April 8, 2009 - December 6, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 3, 2008 - March 27, 2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION
February 13, 2004 - August 24, 2006
MML DISTRIBUTORS, LLC
April 25, 2002 - June 11, 2003
LOCUST STREET SECURITIES, INC.
March 23, 2000 - April 9, 2002
LIFEMARK SECURITIES CORP.
November 10, 1998 - March 15, 2000
JOHN HANCOCK DISTRIBUTORS LLC
March 21, 1994 - August 15, 1995
MSI FINANCIAL SERVICES, INC.
January 24, 1994 - August 11, 1998
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
