RH
Rick M. Hadrava
UNITING WEALTH PARTNERS
Oklahoma City, OK 73118
Some features on this profile are disabled
CRD#: 2405743
RH
Professional summary
Rick Marlon Hadrava, who also goes by Rich Marlon Hadrava, is a registered financial advisor currently at UNITING WEALTH PARTNERS located in Oklahoma City, Oklahoma.
Rick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Rick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rich Marlon Hadrava
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Not investment-related; Oklahoma City, Oklahoma 73120; Insurance sales; Implementation of insurance recommendations; 16 hours per month, 0 during trading hours. 2) Rancho De Los Cinco Rios, LLC; Investment-related; Home office; Managing Partner; 01/01/2021; 20 hours per month; 0 during trading hours; Assist with financial operations and maintenance of the property 3) Epic Business Advisory, LLC; Non investment-related; 6303 Waterford Blvd, Oklahoma City, OK 73118; Small business consulting and advisory; Managing partner; 01/01/2021; 5 hours per month; 0 during trading hours; Working with small business owners to help improve the value of their business 4) Training Mastery 3; Not investment-related; 11798 NW Chipmunk Lane, Portland, OR 97229; Works with small business owners to enhance their entrepreneurial skills in marketing, sales, and management; Board Member; 04/01/2025; 3 hours per month; 0 during trading hours; Advisory board member 5) RAVA LLC; Investment-related; 6303 Waterford Blvd, Suite 125, Oklahoma City, OK 73118; Real estate investing; Owner; 01/01/2021; 0 hours per month; 0 during trading hours; Duties include buying, selling, and holding real estate properties 6) Author of Beyond Wealth; Investment-related; Home office; 12/2024; 10-15 hours per month; 0 during trading hours; Owner/writer of the book
CRS (Client Relationship Summary) - RIA
Click below to view Rick Marlon Hadrava's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
UNITING WEALTH PARTNERS
Office #1: 6303 Waterford Blvd Suite #125, Oklahoma City, OK 73118RIA
CRD#: 332317
Oklahoma City, OK
Past
January 15, 2023 - April 1, 2025
SCISSORTAIL WEALTH MANAGEMENT, LLC
RIA
CRD#: 297761
Oklahoma City, OK
Past
April 5, 2022 - December 31, 2022
SCISSORTAIL WEALTH MANAGEMENT, LLC
RIA
CRD#: 297761
Oklahoma City, OK
Past
July 12, 2018 - April 4, 2022
EPIC WEALTH MANAGEMENT, LLC
RIA
CRD#: 297643
OKLAHOMA CITY, OK
Past
March 18, 2008 - July 17, 2018
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
OKLAHOMA CITY, OK
Past
March 17, 2008 - July 17, 2018
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
OKLAHOMA CITY, OK
Past
February 28, 2003 - March 18, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
FT. WORTH, TX
Past
February 28, 2003 - March 18, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
FT. WORTH, TX
Past
October 21, 1994 - March 10, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
AUSTIN, TX
Past
October 18, 1994 - March 10, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
UNITING WEALTH PARTNERS
UNITING WEALTH PARTNERS | UNITING WEALTH PARTNERS LLC
CRD#: 332317 / SEC#: 801-131215
RIA
Registered Investment Advisory firm - (9/27/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
UW
UNITING WEALTH PARTNERS
UNITING WEALTH PARTNERS | UNITING WEALTH PARTNERS LLC
CRD#: 332317 / SEC#: 801-131215
RIA
Registered Investment Advisory firm - (9/27/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
240 Saint Paul Street Suite 300, Denver, CO 80206
Mailing Address
Phone number
(479) 364-0686
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,334 |
| AUM (Assets Under Management) | $ 544,715,574 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITING WEALTH PARTNERS
CRD#: 332317Oklahoma City, OK 73118TRUST BUT VERIFY
Monitor Rick Hadrava
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
